Merchant Compliance Checklist

At Merchant Haus, we make compliance straightforward. This checklist guides our merchants through the steps needed to open and maintain a secure merchant account.

Step 1: Application Essentials

What you’ll need to get started

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  • Completed and signed merchant application form
  • Business formation documents (Articles, LLC Certificate, or state license)
  • Proof of address (utility bill or lease; no P.O. boxes)
  • Government-issued ID for owners (25%+ ownership)
  • Federal Tax ID (EIN) or SSN (sole proprietors)
  • U.S. business bank account (voided check or bank letter)
  • Business and product description
  • Marketing materials (website, social media, or photos)

Step 2: Risk & Compliance Screening

Checks to protect your business and customers

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  • KYC / CIP verification
  • Background & credit checks
  • OFAC sanctions screening
  • Business category risk assessment
  • Review against restricted/prohibited activities

Step 3: Agreements & Onboarding

Confirming your partnership with us

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  • Merchant Service Agreement (MSA)
  • Acceptable Use Policy (AUP)
  • Privacy Policy
  • PCI DSS responsibilities acknowledgment
  • Legal agreements signed by an authorized officer

Step 4: PCI & Data Security

Keeping cardholder data safe

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  • Proof of PCI DSS compliance (SAQ or AOC)
  • Use PCI-approved POS hardware/software
  • Written policies for card data handling
  • Employee training in fraud and security

Step 5: Platform Setup

Preparing your tools for success

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  • Gateway or terminal integration
  • Merchant portal login testing
  • Review of reporting & settlement tools
  • Configure chargeback/security notifications

Step 6: Ongoing Compliance

Your responsibility as a merchant

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  • Annual PCI validation
  • Keep business info updated
  • Monitor transactions for fraud/chargebacks
  • Review policy updates (MSA, AUP, Privacy)
  • Respond to compliance reviews quickly

Step 7: Best Practices (Recommended)

Extra steps for stronger protection

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  • Enable AVS, CVV, and 3D Secure
  • Use tokenization or secure vaults
  • Add fraud prevention tools (velocity checks, geolocation)
  • Attend webinars and training sessions

At Merchant Haus, compliance is not just about checking boxes—it’s about protecting your business and giving you peace of mind.

Merchant Application

U.S. retail only. Provide the details below — we’ll review and issue your Merchant ID (MID) & access credentials during onboarding.

Merchant Information

Company Contact (Primary User)

This person receives the welcome email and appears on receipts if enabled.

Account Setup

Processing Services

Value‑added Services

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